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09/22/2020
FAQ
Q33.
May an Industry Member leverage a previously established Reporting Relationship for CAIS? For example, if an Industry Member has already authorized a submitter to report transaction data to CAT, must that Industry Member also authorize the same submitter to report data to CAIS?
Topics
Q. Customer and Account Information
09/22/2020
FAQ
Q34.
Where can I find a list of the LTIDs?
Topics
Q. Customer and Account Information
09/22/2020
FAQ
Q35.
Where can Industry Members find information regarding production readiness testing requirements for CAT CAIS?
Topics
Q. Customer and Account Information
09/22/2020
FAQ
Q37.
How do the CAT reporting requirements for Large Trader IDs (LTIDs) and Legal Entity Identifiers (LEIs) differ?
Topics
Q. Customer and Account Information
09/22/2020
Event
CAT Technical Specification Working Group Q&A - 9/22/20
CAT Technical Specification Working Group Q&A 9/22/20- Presentation
Audio file
Topics
B. Reporting Requirements
09/17/2020
Event
Monthly CAT Implementation Update (9/17/20)
Monthly CAT Implementation Update (9/17/20)- Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
U. Allocations
09/16/2020
FAQ
Q6.
Are Industry Members required to report large trader identifiers (“LTIDs”) to the CAT and, if so, when?
Topics
Q. Customer and Account Information
09/16/2020
Event
Biweekly CAIS/LTID Industry Testing Checkpoint Call (9/16/2020)
Biweekly CAIS/LTID Industry Testing Checkpoint Call (9/16/2020)- Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
09/16/2020
Event
Exchange Route Matching Industry Webinar (9/16/20)
Exchange Route Matching Industry Webinar (9/16/20)- Presentation
Audio file
09/15/2020
Technical Specifications
Industry Member Schema v3.1.0 r6 (2c)
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