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This section provides information related to CAT file and data submission feedback and the error correction process.

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A. General

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C. Definitions

D. Order Receipt

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F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

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01/16/2020
Event
CAT Technical Specification Working Group Q&A - 1/16/20
- CAT Technical Specification Working Group Q&A 1/16/20 - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/16/2020
Event
Industry Webinar – CAT Updates (01/15/2020)
- Industry Webinar - General CAT Update
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/15/2020
Event
Weekly Industry Testing Checkpoint Call (1/14/2020)
- Industry Test Release Status 1/14/2020 - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/09/2020
Event
Industry Webinar - CAT 101 (1/8/20)
- CAT 101 01/08/20 - Presentation
Audio file

Topics

A. General

B. Reporting Requirements

M. Firm Designated ID

N. Third Party Reporting

P. Feedback and Error Correction

R. Clock Synchronization

T. Production Readiness Testing
01/07/2020
Event
Weekly Industry Testing Checkpoint Call (1/7/2020)
- Weekly Industry Checkpoint 1/7/2020 - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
01/02/2020
Event
Weekly Industry Testing Checkpoint Call (12/30/2019)
- Industry Test Release Status (12/30/2019) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
12/19/2019
Event
CAT Technical Specification Working Group Q&A – 12/19/2019
- CAT Technical Specification Working Group Q&A – 12/19/2019 - Questions
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
12/18/2019
Event
Industry Webinar - Industry Test Release 1.2 Go-Live Checkpoint and CAT Reporter Portal Demo (12/17/2019)
- Industry Test Release Status (12/17/2019) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
12/09/2019
Event
Industry Webinar - CAT Reporter Portal Industry Webinar and Demo - Release 1.2 Overview (12/9/2019)
- Industry Test Release 1.2 Overview
Audio file

Topics

P. Feedback and Error Correction

T. Production Readiness Testing
12/05/2019
Event
CAT Technical Specification Working Group Q&A – 12/5/2019
- CAT Tech Spec Working Group Q&A – 12/5/2019 - Questions
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing

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