CRDID|firmName|IMID
38|AMERICAN INVESTORS COMPANY|AMIC
61|B. C. ZIEGLER AND COMPANY|BCZC
100|BOENNING & SCATTERGOOD, INC.|BOSC
164|COBURN & MEREDITH, INC.|COBR
199|D.A. DAVIDSON & CO.|DADA
265|EQUITY SERVICES, INC.|EQSV
375|H.C.WAINWRIGHT & CO., LLC|WAIN
396|HAZLETT, BURT & WATSON, INC.|HAZL
463|JANNEY MONTGOMERY SCOTT LLC|JANY
481|KEEFE, BRUYETTE & WOODS, INC.|KBWI
505|LADENBURG THALMANN & CO. INC.|LTCO
628|FIFTH THIRD SECURITIES, INC.|OHIO
686|QUINCY CASS ASSOCIATES, INCORPORATED|QCAS
713|RICHARDS, MERRILL & PETERSON, INC.|RMPI
759|SECURITIES MANAGEMENT & RESEARCH, INC.|SMRI
793|STIFEL, NICOLAUS & COMPANY, INCORPORATED|STFL
875|WINTRUST INVESTMENTS LLC|WAYN
877|WEDBUSH SECURITIES INC.|WEDB
877|WEDBUSH SECURITIES INC.|WEDP
877|WEDBUSH SECURITIES INC.|WSGD
1047|M. E. ALLISON & CO., INC.|MEAL
1137|PRINCIPAL SECURITIES, INC.|PSIM
1254|UMPQUA INVESTMENTS, INC.|ATKC
1464|ASSOCIATED INVESTMENT SERVICES, INC.|ASOI
1612|WORLD FIRST FINANCIAL SERVICES, INC.|MDEB
1668|DORSEY & COMPANY, INC.|DORS
2498|R. F. LAFFERTY & CO., INC.|LAFB
2498|R. F. LAFFERTY & CO., INC.|LAFF
2525|DEUTSCHE BANK SECURITIES INC.|DBAB
2543|B. RILEY WEALTH MANAGEMENT|BRWM
2543|B. RILEY WEALTH MANAGEMENT|WUND
2764|MESIROW FINANCIAL, INC.|MSRO
2908|NEUBERGER BERMAN BD LLC|NBLB
3001|AMERICAN TRUST INVESTMENT SERVICES, INC.|PEER
3215|ROMANO BROTHERS AND COMPANY|ROMO
3254|SAGE, RUTTY & CO., INC.|SAGE
3618|TRUBEE, COLLINS & CO., INC.|TRUB
3870|LINCOLN FINANCIAL SECURITIES CORPORATION|CHUB
3875|BRIGHTON SECURITIES CORP.|BGHT
3978|LINCOLN FINANCIAL ADVISORS CORPORATION|LFAC
5167|NYLIFE SECURITIES LLC|NYLS
5376|MURIEL SIEBERT & CO., INC.|SBRT
5611|INSIGHT SECURITIES, INC.|ISSI
5670|PAULSON INVESTMENT COMPANY LLC|PAUL
5670|PAULSON INVESTMENT COMPANY LLC|PICL
5685|PRUCO SECURITIES, LLC.|PRUC
5871|FIRST GEORGETOWN SECURITIES, INC.|FGOE
5953|VANDERBILT SECURITIES, LLC|VBLT
6312|CROWN CAPITAL SECURITIES, L.P.|CCSS
6363|AMERIPRISE FINANCIAL SERVICES, LLC|AEFA
6769|KEEL POINT CAPITAL, LLC|ITFS
6939|INVESCO CAPITAL MARKETS, INC.|VKMI
7191|LASALLE ST SECURITIES, L.L.C.|LASS
7297|REGAL SECURITIES, INC.|RGLD
7353|G.RESEARCH, LLC|GABE
7452|VANGUARD MARKETING CORPORATION|VGRD
7456|HUNTLEIGH SECURITIES CORPORATION|HUNT
7477|COLLIERS SECURITIES LLC|DOTC
7569|NATIONAL SECURITIES CORPORATION|NAPK
7569|NATIONAL SECURITIES CORPORATION|NATL
7654|UBS SECURITIES LLC|UBSA
7654|UBS SECURITIES LLC|UBSB
7654|UBS SECURITIES LLC|UBSS
7726|ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM|BZTN
7784|FIDELITY BROKERAGE SERVICES LLC|FIBS
7793|FMSBONDS, INC.|MIAM
7927|NORTHERN TRUST SECURITIES, INC.|NTRC
7976|GORDON, HASKETT CAPITAL CORPORATION|GHCC
8032|COMMONWEALTH FINANCIAL NETWORK|CMMW
8056|YORK SECURITIES, INC.|YOSE
8060|ARIVE CAPITAL MARKETS|ARIC
8096|POPULAR SECURITIES, LLC|POPS
8158|ROBERT W. BAIRD & CO. INCORPORATED|BARD
8209|MORGAN STANLEY & CO. LLC|MSCO
8209|MORGAN STANLEY & CO. LLC|MSML
8209|MORGAN STANLEY & CO. LLC|MSMP
8209|MORGAN STANLEY & CO. LLC|MSPL
8209|MORGAN STANLEY & CO. LLC|MSRP
8209|MS TRAJECTORY CROSS (ATS-1)|MSTX
8330|SEAPORT SECURITIES CORP.|SEAP
8361|A.G.P. / ALLIANCE GLOBAL PARTNERS|ALNC
8365|AMUNI FINANCIAL, INC.|AMMS
8384|THE WINDMILL GROUP, INC.|JGFF
8478|THURSTON SPRINGER FINANCIAL|TMBI
10083|GARDEN STATE SECURITIES, INC.|GSSI
10205|SECURITIES AMERICA, INC.|SAIN
10409|MML INVESTORS SERVICES, LLC|GRPS
10489|CALDWELL SUTTER CAPITAL, INC.|CALD
10674|MID ATLANTIC CAPITAL CORPORATION|MACC
10740|PROSPERA FINANCIAL SERVICES, INC.|ADSO
10865|PAINTER, SMITH AND AMBERG INC.|GTRN
11025|WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC|FNET
11238|U.S. SECURITIES, INTL. CORP.|USIC
13041|NATIONAL FINANCIAL SERVICES LLC|NFSC
13041|NATIONAL FINANCIAL SERVICES LLC|XSTM
13092|MUTUAL SECURITIES, INC.|CBOL
13214|HAVERFORD TRUST SECURITIES, INC.|RITT
13577|NETWORK 1 FINANCIAL SECURITIES INC.|NTFN
13609|BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.|BFFI
13686|AVANTAX INVESTMENT SERVICES, INC.|HDVS
13704|PEOPLE'S SECURITIES, INC.|PPLN
13905|CANTELLA & CO., INC.|CTLA
14023|SYNOVUS SECURITIES, INC.|CBTD
14178|REVERE SECURITIES LLC|KART
14303|SIGMA FINANCIAL CORPORATION|SGFC
14455|UNIONBANC INVESTMENT SERVICES, LLC|MKTI
14593|STUART FRANKEL & CO., INCORPORATED|STFC
14762|COORDINATED CAPITAL SECURITIES, INC.|COOR
14869|AMERITAS INVESTMENT COMPANY, LLC|BLNI
15007|AEGIS CAPITAL CORP.|AGCP
15407|ROTH CAPITAL PARTNERS, LLC|ROTB
15407|ROTH CAPITAL PARTNERS, LLC|ROTH
15541|KENNETH, JEROME & CO.,INC.|KJER
15768|NOBLE CAPITAL MARKETS, INC.|NOBL
16187|CARNES CAPITAL CORPORATION|CCCO
16204|LIFEMARK SECURITIES CORP.|LMAR
16360|NEEDHAM & COMPANY, LLC|NEED
16569|ALLIED MILLENNIAL PARTNERS, LLC|LSSI
16986|THE HUNTINGTON INVESTMENT COMPANY|HUCO
17073|UMB FINANCIAL SERVICES, INC.|UMBF
17117|FIRST HORIZON ADVISORS, INC.|FTEN
17140|COMMERCE BROKERAGE SERVICES, INC.|CMCE
17433|ACADEMY SECURITIES, INC.|ACAD
17465|FROST BROKERAGE SERVICES, INC.|CUFT
17486|G. A. REPPLE & COMPANY|REPP
17499|SUNTRUST INVESTMENT SERVICES, INC.|SSIN
18126|OAK TREE SECURITIES, INC.|OTSB
18272|ALLSTATE FINANCIAL SERVICES, LLC|LAGI
18353|PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC|PIMS
18377|ROSENBLATT SECURITIES INC.|ROSN
18387|THRIVENT INVESTMENT MANAGEMENT INC.|AALC
18456|SA STONE WEALTH MANAGEMENT INC.|ITCC
19524|JOHNSON RICE & COMPANY L.L.C.|JRCO
19537|FIRST WESTERN SECURITIES, INC.|FWSI
19585|HSBC SECURITIES (USA) INC.|HSBC
19610|RHODES SECURITIES, INC.|RHDS
19616|WELLS FARGO CLEARING SERVICES, LLC|WRET
19685|MUFG SECURITIES AMERICAS INC.|MUFG
19714|BARCLAYS CAPITAL INC.|LEHM
19714|THE BARCLAYS ATS|LATS
20130|TRADERFIELD SECURITIES INC.|TDFS
20580|SANDERS MORRIS HARRIS LLC|SMHI
20677|WESTMINSTER FINANCIAL SECURITIES, INC.|WMFS
20996|FORDHAM FINANCIAL MANAGEMENT, INC.|FORD
20999|CALTON & ASSOCIATES, INC.|CLTN
21544|MIDDLEGATE SECURITIES LTD.|MIDL
22449|CUTTER & COMPANY, INC.|CUTT
23131|ROYAL ALLIANCE ASSOCIATES, INC.|RAAI
23769|COASTAL EQUITIES, INC.|COAS
24535|SMH CAPITAL INVESTMENTS LLC|WRIS
24549|FIRST DALLAS SECURITIES INCORPORATED|FDSI
24795|JOSEPH GUNNAR & CO. LLC|JGUN
25427|CFD INVESTMENTS, INC.|CFDI
25745|GW & WADE ASSET MANAGEMENT COMPANY, LLC|GWWD
25766|HENNION & WALSH, INC.|NHWI
25803|TRIAD ADVISORS LLC|TRID
25816|OTA LLC|OTAA
25899|CRESAP, INC.|CSAP
26314|CANTONE RESEARCH INC.|CRNJ
26460|R.W.PRESSPRICH & CO.|RWPS
26506|AMERICAN ENTERPRISE INVESTMENT SERVICES INC.|HRBF
26580|AXIOM CAPITAL MANAGEMENT, INC.|AXIO
27954|LOMBARD SECURITIES INCORPORATED|LOMB
28116|CHAPIN, DAVIS|CHDA
28218|CENTURY SECURITIES ASSOCIATES, INC.|CSAI
28269|TRADITION SECURITIES AND DERIVATIVES INC.|TMIN
28629|EARLYBIRDCAPITAL, INC.|EBRD
28784|FORTA FINANCIAL GROUP, INC.|PRSB
29251|GREAT PACIFIC SECURITIES|GPSS
29280|BANKOH INVESTMENT SERVICES, INC.|PCIS
29678|AMERICAN HERITAGE SECURITIES, INC.|AHSI
29721|GLOBALINK SECURITIES, INC.|PSRI
30201|NANCY BARRON & ASSOCIATES, INC.|NBAR
30568|REGISTER FINANCIAL ASSOCIATES, INC.|REGR
30679|MIRAE ASSET SECURITIES (USA) INC.|MIRA
30773|INTL FILLMORE ADVISORS LLC|MRNA
32754|MARK J. MULLER EQUITIES, INC.|MULL
33725|SRT SECURITIES LLC|IAEX
35747|PURSHE KAPLAN STERLING INVESTMENTS|SARG
36187|CODA MARKETS, INC.|CODA
36538|CELADON FINANCIAL GROUP LLC|SPLN
36848|WOLVERINE TRADING, LLC|WTLP
37484|GROUP ONE TRADING, L.P.|GONE
37613|MV SECURITIES GROUP, INC.|MVSG
37869|CEROS FINANCIAL SERVICES, INC.|CERS
38105|FMN CAPITAL CORPORATION|FMNC
38123|BRINKER CAPITAL SECURITIES, INC.|BRNK
38690|CORPORATE INVESTMENTS GROUP, INC.|CIIV
38751|LEIGH BALDWIN & CO., LLC|LEBO
38770|D.M. KELLY & COMPANY|DMKC
39062|UNITED BROKERAGE SERVICES, INC|UBSI
39262|WESTERN INTERNATIONAL SECURITIES, INC.|WISW
39262|WESTERN INTERNATIONAL SECURITIES, INC.|WSTI
39301|FINANCIAL SENSE SECURITIES, INC.|PUPL
39455|NATALLIANCE SECURITIES, LLC|NASC
39543|CAMBRIDGE INVESTMENT RESEARCH, INC.|CIRI
39550|CITIZENS SECURITIES, INC.|CISV
39838|RICE, VOELKER, LLC|CEON
39914|WESTPARK CAPITAL, INC.|WPCC
40637|HANCOCK WHITNEY INVESTMENT SERVICES INC.|HANK
40744|S.L. REED & COMPANY|SLRD
40821|FORTUNE SECURITIES, INC.|FRTN
41352|I-BANKERS SECURITIES, INC.|MILE
41608|FINTRUST BROKERAGE SERVICES, LLC|ACSL
41768|ACE DIVERSIFIED CAPITAL, INC.|ACED
42046|KESTRA INVESTMENT SERVICES, LLC|PSII
42060|OBERWEIS SECURITIES, INC.|OBWS
42180|SUNBELT SECURITIES, INC.|SBLT
42324|DOUGALL & ASSOCIATES INC.|LDGA
42360|IBN FINANCIAL SERVICES, INC.|MRBA
42578|LIEBLONG & ASSOCIATES, INC.|LASI
42803|VALIC FINANCIAL ADVISORS, INC.|AGFA
43035|SOUTHEAST INVESTMENTS, N.C., INC.|SEFB
43520|J.H. DARBIE & CO., INC.|JHDR
43678|WILLIAMS TRADING LLC|WTCO
43936|PORT SECURITIES, INC.|LEMM
44057|BMO NESBITT BURNS SECURITIES LTD.|NBSL
44158|CAPITAL ONE SECURITIES, INC.|SOCO
44181|NATIONS FINANCIAL GROUP, INC.|NFGR
44337|KALOS CAPITAL, INC.|KALO
44823|CJS SECURITIES, INC.|CJSC
44848|KOVACK SECURITIES INC.|KOVS
44856|ARETE WEALTH MANAGEMENT, LLC|KEYS
44971|HERNDON PLANT OAKLEY, LTD.|HPOL
45993|INTL FCSTONE FINANCIAL INC.|SALI
46300|TJM INVESTMENTS, LLC|MNDX
46350|TRADE-PMR INC.|TPMR
46749|GEORGESON SECURITIES CORPORATION|GSSC
46872|E1 ASSET MANAGEMENT, INC.|EVRS
47275|SCF SECURITIES, INC.|SCFA
47768|FERRETTI GROUP, INC.|STEP
47893|THOROUGHBRED FINANCIAL SERVICES, LLC|TBRD
47974|BROKERAGESELECT|IDAY
101080|MIDWESTERN SECURITIES TRADING COMPANY, LLC|MSTC
103705|CITY NATIONAL SECURITIES, INC.|CNSI
103723|MAPLEWOOD INVESTMENTS, INC.|MPLW
103725|LAMPERT CAPITAL MARKETS INC.|LPCM
103727|GAGNON SECURITIES, LLC|GAGN
103782|JANE STREET CAPITAL, LLC|JANE
103789|USCA SECURITIES LLC|USCA
103976|PRECISION SECURITIES, LLC|CPNT
103976|PRECISION SECURITIES, LLC|CPST
103976|PRECISION SECURITIES, LLC|PERO
103976|PRECISION SECURITIES, LLC|PINT
103976|PRECISION SECURITIES, LLC|PRSC
104005|BULLTICK, LLC|BLTK
104021|CHOICETRADE|CTDE
104065|NEWBRIDGE SECURITIES CORPORATION|BRGE
104233|SIGNATURE SECURITIES|SSGC
104353|THE VERTICAL GROUP|VERT
104369|LIME BROKERAGE LLC|LSPS
104446|DINOSAUR FINANCIAL GROUP, L.L.C|DINO
104474|SANFORD C. BERNSTEIN & CO., LLC|BERN
104651|STATETRUST INVESTMENTS INC.|STTT
106124|JUMP TRADING, LLC|AKAM
115368|PARKLAND SECURITIES, LLC|SMNS
116270|SEAPORT GLOBAL SECURITIES LLC|SPGS
116681|HIGHTOWER SECURITIES, LLC|HTWR
117176|AXOS CLEARING LLC|AXCL
117176|AXOS CLEARING LLC|LGNT
117176|AXOS CLEARING LLC|AXOS
119037|LAIDLAW & COMPANY (UK) LTD.|LDLW
119249|AMERICAN CAPITAL PARTNERS, LLC|ACPL
120116|THEMIS TRADING LLC|THEM
120708|MAXIM GROUP LLC|MAXM
120736|BROWN ADVISORY SECURITIES, LLC|BSEC
120894|GENEOS WEALTH MANAGEMENT, INC.|GENW
121192|ARQUE CAPITAL, LTD.|RHPP
123066|LIBUCKI & CO., LLC|LBKI
124245|FUSION ANALYTICS SECURITIES LLC|INDX
124348|T.S. PHILLIPS INVESTMENTS, INC.|TSPI
124583|J.W. COLE FINANCIAL, INC.|JWCF
125393|FIRST BALLANTYNE, LLC|FBLT
126136|TITLEIST ASSET MANAGEMENT, LTD.|TITL
126292|WELLS FARGO SECURITIES, LLC|WCHV
126292|WELLS FARGO SECURITIES, LLC|WFPB
126588|VELOCITY CLEARING, LLC|QANT
128030|OPTIVER US LLC|OPTU
128089|CARY STREET PARTNERS|CARY
128605|TRADINGBLOCK|AOSD
129052|PNC INVESTMENTS|PNCC
129772|TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC|PICK
130645|DAWSON JAMES SECURITIES, INC.|DJSA
131341|TRADELINK SECURITIES, LLC|TLSA
131341|TRADELINK SECURITIES, LLC|TRLN
131392|TITAN SECURITIES|BMLT
131487|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|ICBC
132078|COBRA TRADING, INC.|CBRV
132605|BELVEDERE TRADING LLC|992
132605|BELVEDERE TRADING LLC|BELA
132605|BELVEDERE TRADING LLC|BELD
132605|BELVEDERE TRADING LLC|BELH
132605|BELVEDERE TRADING LLC|BELT
132605|BELVEDERE TRADING LLC|BELV
132605|BELVEDERE TRADING LLC|BLVV
133558|THE FIG GROUP, LLC|FIGG
133715|SWBC INVESTMENT SERVICES, LLC|SWBC
133760|CAMBRIA CAPITAL, LLC|CAMC
133763|SAGEPOINT FINANCIAL, INC.|AIGN
138033|GAR WOOD SECURITIES, LLC|GRWD
138829|DAVIS SECURITIES LLC|DAVS
139665|BHK SECURITIES, LLC|BHKS
142271|VISION FINANCIAL MARKETS LLC|VSIN
142374|AVENTURA SECURITIES, LLC|AVEN
142619|ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC|AMBB
142910|PINNACLE INVESTMENTS, LLC|PINA
144403|PHX FINANCIAL, INC.|KCRD
145012|SW FINANCIAL|SALW
145276|ETC BROKERAGE SERVICES, LLC|ETCB
145589|XML SECURITIES|LAMA
145994|PENSERRA SECURITIES, LLC|CHBC
146122|ELECTRONIC TRANSACTION CLEARING, INC.|ETDR
146251|SPARTAN CAPITAL SECURITIES, LLC|SPCS
146251|SPARTAN CAPITAL SECURITIES, LLC|SPNN
147364|LIVINGSTON SECURITIES, LLC|LSEC
147763|AVATAR SECURITIES, LLC|AVTR
147853|WALLACHBETH CAPITAL LLC|WBAX
148143|MACRO RISK ADVISORS LLC|MRAD
148234|TELSEY ADVISORY GROUP LLC|TAGC
148366|WORDEN CAPITAL MANAGEMENT LLC|WORD
149021|WELLINGTON SHIELDS & CO., LLC|WESC
149224|GTS SECURITIES LLC|GTSM
149224|GTS SECURITIES LLC|GTSZ
149326|STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS|STRS
151864|HOLD BROTHERS CAPITAL LLC|HBCL
152516|BOURSA INVESTMENTS|BRSA
152912|ASCENDIANT CAPITAL MARKETS, LLC|ASCM
153397|COWEN PRIME SERVICES LLC|CCMB
153397|COWEN PRIME SERVICES LLC|CNFR
153397|COWEN PRIME SERVICES LLC|CPES
153397|COWEN PRIME SERVICES LLC|NPNT
153397|COWEN PRIME SERVICES LLC|NPTP
153585|SIMPLEX TRADING, LLC|SPLX
155578|LINCOLN DOUGLAS INVESTMENTS, LLC|LDIL
156048|XTELLUS CAPITAL PARTNERS, INC.|XTLS
156175|KAYAN SECURITIES, INC.|KYAN
157067|FOG EQUITIES LLC|FOGS
159481|FENIX SECURITIES, LLC|FNXS
159744|JOSEPH STONE CAPITAL L.L.C.|JSCL
164004|AEON CAPITAL, INC|AEON
165071|CRITICAL TRADING, LLC|CRTR
167533|I-BANKERS DIRECT, LLC|IBDF
168116|SVB WEALTH ADVISORY, INC|SVBW
169131|RICHARD JAMES & ASSOCIATES, INC.|RAAA
174423|ARCTIC SECURITIES LLC|ARSC
281867|OLD MISSION MARKETS LLC|OLMN
282480|BULL MARKET SECURITIES, INC.|BMSI
282710|ARKADIOS CAPITAL|ARKI
283965|SANTOS CAPITAL GROUP, LLC|FLIO
285852|STATE STREET GLOBAL MARKETS, LLC|SSBS
285852|STATE STREET GLOBAL MARKETS, LLC|SSGM
288933|CLEAR STREET LLC|CLST
290244|LINDEN THOMAS AND COMPANY SECURITIES, LLC|LTCS
290248|MONMOUTH CAPITAL MANAGEMENT LLC|MCMM
291361|ROCKEFELLER FINANCIAL LLC|ROCK
297734|ULTRAVIOLET SECURITIES, LLC|UVUV
298809|HUATAI SECURITIES (USA), INC.|HTSC
299058|C6 CAPITAL SECURITIES LLC|CSIX
299410|JWTT INC.|JWTT
301726|FINAMEX INTERNATIONAL, LLC|FMEX
304129|MEMX EXECUTION SERVICES|MEMX
306364|GTS EXECUTION SERVICES LLC|GTEX
308213|DIGITAL BROKERAGE SERVICES LLC|DIBS
20210914164700|363