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Click this link to view events in calendar format.
  • 05/08/2020
    Webinar

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Daily Industry Testing Checkpoint Calls every day at 4:15 pm ET beginning on May 4, 2020 through May 15, 2020. The events will be held at 4:15 pm ET.

    Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

  • 05/11/2020
    Webinar

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Daily Industry Testing Checkpoint Calls every day at 4:15 pm ET beginning on May 4, 2020 through May 15, 2020. The events will be held at 4:15 pm ET.

    Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

  • 05/12/2020
    Webinar

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Daily Industry Testing Checkpoint Calls every day at 4:15 pm ET beginning on May 4, 2020 through May 15, 2020. The events will be held at 4:15 pm ET.

    Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

  • 05/13/2020
    Webinar

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Daily Industry Testing Checkpoint Calls every day at 4:15 pm ET beginning on May 4, 2020 through May 15, 2020. The events will be held at 4:15 pm ET.

    Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

  • 05/14/2020
    Webinar

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Daily Industry Testing Checkpoint Calls every day at 4:15 pm ET beginning on May 4, 2020 through May 15, 2020. The events will be held at 4:15 pm ET.

    Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

  • 05/15/2020
    Webinar

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Daily Industry Testing Checkpoint Calls every day at 4:15 pm ET beginning on May 4, 2020 through May 15, 2020. The events will be held at 4:15 pm ET.

    Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.

  • 05/19/2020
    Webinar

    Consolidated Audit Trail, LLC and FINRA CAT, LLC are hosting an Industry call to discuss the status of the May 18, 2020 CAT Production Go-live for Phase 2b.

  • 06/02/2020
    Webinar

    Consolidated Audit Trail, LLC and FINRA CAT, LLC are hosting an Industry call to demonstrate the CAT Compliance Report Cards.